Connecting clients to markets – and talent to opportunity.

With 4,500+ employees and over 300,000 commercial, institutional, payments, and retail clients, we operate from more than 70 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.

Position Purpose: In order to support the continuing development of this highly successful business, we require a dynamic Financial Crime Prevention Associate to ensure appropriate risk assessment, due diligence, screening, and monitoring is conducted in accordance with policies and procedures, to help ensure that the company is not used to further financial crime.

Primary duties will include: 

• Ensure that ID and V of all customers and beneficial owners is established and verified, where necessary, and that information to support this is kept up to date.
• Ensure that customers, related parties, beneficial owners, and transactions are screened for sanctions, PEP exposure and adverse media.
• Ensure that due diligence on customers and transactions is undertaken in line with the required standards.
• Ensure that risk is assessed and documented and that higher risk situations are escalated to senior management.
• Ensure that cases, e-mails and requests are processed promptly and appropriately.
• Ensure that records are maintained, systems of record are up to date, and that notes and descriptions of actions taken etc. are clear and comprehensive to support the audit trail of actions and decisions taken.
• Other duties as assigned from time to time.

To land this role you will need:

• Ideally 1-3 years’ experience of working within a Client Onboarding / Compliance / Financial Crime / department with exposure to Money Laundering, Sanctions, and high-risk markets.
• Some knowledge and background of KYC, CDD, AML, Compliance - good knowledge of EU and UK regulations.
• Some knowledge and background of money laundering regulations, corporate governance, GDPR, anti-bribery and corruption and tax compliance.
• Some knowledge of EU and UK Financial Services Regulation, PSD2, MiFID, EMIR, SFTR would be an advantage.
•  Advanced Microsoft Outlook/Word/Excel skills.
• Fluent in English, German language skills will be considered a plus.
• Strong relationship building and communications skills.

Education:

• Bachelor’s Degree in business, law, political science, sociology and / or other appropriate discipline.
• Professional Compliance Qualification (ICA, CAMS) - desirable.

Working environment:

• Hybrid; our Cracow office is located at Mogilska 35 street.
• Parking space for employees.

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