StoneX

Regulatory Operations Analyst

Job Locations IN-KA-Bengaluru
Requisition ID 2024-12428
Category (Portal Searching)
Operations
Position Type (Portal Searching)
Experienced Professional

Overview

A senior professional individual with experience in the Transaction reporting space who wants to apply their financial markets knowledge and further develop their understanding in the fast-growing sector of Regulatory Reform. With the continued high rate of change in the Regulatory reporting space, Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business.

Responsibilities

Continue to develop expert knowledge in Regulatory requirements, processes, and systems.

Responsibility for processing of the Regulatory Reporting files.

Provide updates and insight on issues within the Regulatory reports.

Maintain a reconciliation processes for data validation between exchanges, source systems and the regulators to ensure completeness, accuracy, and timeliness within the reporting process.

Assist in developing controlled improvements including automation of manual processes.

Contribute to strategic initiatives and strategic Technology developments.

Maintain all documentation related to the team.

Understanding of the Transactions reporting requirements under EMIR, MIFID and SFTR.
Analytical and Strategic thinker.
A strong understanding of the compliance function and its interaction with operations.
Solid market knowledge across a wide range of asset classes and the wider financial markets.
Experience of maintaining regulatory regimes.

Qualifications

Up to 2-5 years’ experience in a Transaction reporting team.
Analytical thinker with the ability to translate strategy to execution

Effective organisation, and time management skills. 
Accuracy and attention to detail.
Strong communication skills.
Advanced IT skills including complete proficiency in Microsoft applications.

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